Latest News, Updates and Changes
SYSC 1 Annex 1 Detailed application of SYSC
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
SYSC 1 Annex 1 Detailed application of SYSC
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DISP 3.7 Awards by the Ombudsman
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 12th March 2024
DISP 3.7 Awards by the Ombudsman
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COBS Sch 1 Record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
COBS Sch 1 Record keeping requirements
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DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
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FEES 5.4 Information requirement
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 5.4 Information requirement
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FEES 5.4 Information requirement
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st June 2024
FEES 5.4 Information requirement
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COBS 11.4 Client limit orders
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
COBS 11.4 Client limit orders
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SYSC 9.1 General rules on record-keeping
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
SYSC 9.1 General rules on record-keeping
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close links
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
close links
(1) (in relation to MiFID business , the operation of a data reporting service 277 or in FUND ) a situation in which two or more persons are linked by: (a) participation in the form of 211 ownership,…
SYSC Sch 1 Record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
SYSC Sch 1 Record keeping requirements
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SYSC 10.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
SYSC 10.1 Application
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senior management
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
senior management
120 (1) [deleted] 209 (2) (in SYSC (except SYSC 4.3A ) 161 209 and in accordance with article 4(1)(10) of the UK CRR 180 ) those persons who are a natural person and who exercise executive functions i…
FEES 6.3 The FSCS's power to impose levies
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 6.3 The FSCS's power to impose levies
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FEES 6.5 Compensation costs
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 6.5 Compensation costs
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FEES 4.2 Obligation to pay periodic fees
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 4.2 Obligation to pay periodic fees
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FEES 3.2 Obligation to pay fees
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 3.2 Obligation to pay fees
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FEES 5 Annex 1R Annual General Levy Payable in Relation to the Compulsory Jurisdiction for 2023/24
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 5 Annex 1R Annual General Levy Payable in Relation to the Compulsory Jurisdiction for 2023/24
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FEES 6 Annex 1 Financial Services Compensation Scheme - Management Expenses Levy Limit
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 6 Annex 1 Financial Services Compensation Scheme - Management Expenses Levy Limit
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FEES 1.1 Application and Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 1.1 Application and Purpose
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FEES 1.1 Application and Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2025
FEES 1.1 Application and Purpose
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