Latest News, Updates and Changes
COBS 16A.1 Application
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
COBS 16A.1 Application
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COBS 10A.1 Application
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
COBS 10A.1 Application
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MAR 9 Annex 3 Variation of Authorisation of a Data Reporting Services Provider (DRSP)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 3 Variation of Authorisation of a Data Reporting Services Provider (DRSP)
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MAR 9 Annex 4 Cancellation of Authorisation of a Data Reporting Services Provider (DRSP)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 4 Cancellation of Authorisation of a Data Reporting Services Provider (DRSP)
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REC 2.16B Operation of a data reporting service
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
REC 2.16B Operation of a data reporting service
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COBS 9A.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
COBS 9A.1 Application and purpose
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MAR 9.2 Authorisation and verification
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9.2 Authorisation and verification
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COBS 2.3A Inducements relating to MiFID, equivalent third country or optional exemption business and insurance-based investment products
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
COBS 2.3A Inducements relating to MiFID, equivalent third country or optional exemption business and insurance-based investment products
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COBS 6.1ZA Information about the firm and compensation information (MiFID and insurance distribution provisions)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
COBS 6.1ZA Information about the firm and compensation information (MiFID and insurance distribution provisions)
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MAR 9.1 Application, approach and structure
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9.1 Application, approach and structure
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MAR 9.3 Notification and information
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9.3 Notification and information
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MAR 9 Annex 1 Application form to provide the service of ARM and/or APA and/or CTP
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 1 Application form to provide the service of ARM and/or APA and/or CTP
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MAR 9 Annex 2 Notification form for list of members of a management body
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 2 Notification form for list of members of a management body
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DRS Regulations
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
DRS Regulations
112 the Data Reporting Services Regulations 2024 156 .
data reporting service
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
data reporting service
112 (in accordance with regulation 2(1) of the DRS Regulations ) the provision of the service of 155 an APA , an ARM or a CTP when carried out as a regular occupation or business activity.
consolidated tape provider
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
consolidated tape provider
211 a person permitted under the DRS Regulations to provide the service of: (a) collecting trade reports for financial instruments made in accordance with articles 6, 7, 10, 12, 13, 20 and 21 of MiFIR…
COBS 19 Annex 3 Format for annuity information
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COBS 19 Annex 3 Format for annuity information
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COBS 19.9 Pension annuity comparison information
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COBS 19.9 Pension annuity comparison information
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FEES TP 13 [deleted]
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES TP 13 [deleted]
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Changes to EG numbering
Publish Date: 25th April 2016
In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the full suite of tools on the…