Latest News, Updates and Changes

PERG 12A.3 Operating a pensions dashboard service

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 30th November 2024

PERG 12A.3 Operating a pensions dashboard service

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PDCOB 17.1 Application of other parts of the Handbook

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 30th November 2024

PDCOB 17.1 Application of other parts of the Handbook

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List of non-legal corrections and clarifications in the FCA Handbook

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 4th November 2024

List of non-legal corrections and clarifications in the FCA Handbook

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CTPS

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st January 2025

CTPS

286 the Critical Third Parties sourcebook.

request for quote system

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st December 2025

request for quote system

232 a trading system where the following conditions are met: (1) a quote by a member or participant is provided in response to a request for a quote submitted by 1 or more other members or participant…

affected firm

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st January 2025

affected firm

185 in relation to a CTP operational incident : (a) any firm to which the critical third party supplies a systemic third party service impacted by that CTP operational incident ; or (b) any firm whose…

service

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st January 2025

service

228 (in CTPS ) has the same meaning as in section 312L(8) of the Act .

transparency instrument

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st December 2025

transparency instrument

122 a category 1 instrument or a category 2 instrument .

register of designated reporters

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st December 2025

register of designated reporters

232 the register maintained by the FCA in accordance with article 12(8) of MiFID RTS 1 .

CTPS Sch 3 Fees

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st January 2025

CTPS Sch 3 Fees

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systemic third party service

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st January 2025

systemic third party service

228 a service (wherever carried out) provided by a critical third party to one or more firms a failure in, or disruption to, the provision of which (either individually or, where more than one service…

pre-trade transparency information

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st December 2025

pre-trade transparency information

227 the information set out in the table in MAR 11.2.3R by reference to the relevant trading system used.

CTPS 5.1 General evidence requirement

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st January 2025

CTPS 5.1 General evidence requirement

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transparency firm

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st December 2025

transparency firm

122 a person who is either: (1) a trading venue operator ; or (2) a transparency investment firm .