Latest News, Updates and Changes
EMIRR 1.2 Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 1.2 Purpose
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EMIRR 2.2 Procedure for updates of the LEIs
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.2 Procedure for updates of the LEIs
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EMIRR 2.4 End-of-day response mechanisms
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.4 End-of-day response mechanisms
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EMIRR 2.1 Verification of derivatives by trade repositories
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.1 Verification of derivatives by trade repositories
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EMIRR 2.3 Reconciliation of data by trade repositories
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.3 Reconciliation of data by trade repositories
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COBS 4.12A Promotion of restricted mass market investments
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COBS 4.12A Promotion of restricted mass market investments
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COBS 4.12B Promotion of non-mass market investments
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COBS 4.12B Promotion of non-mass market investments
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SUP 16 Annex 50A Funeral Plan
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 4th April 2024
SUP 16 Annex 50A Funeral Plan
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MIFIDPRU 8 Annex 1R Disclosure template for information required under MIFIDPRU 8.4.1R in respect of own funds
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
MIFIDPRU 8 Annex 1R Disclosure template for information required under MIFIDPRU 8.4.1R in respect of own funds
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COLL 15.5 Annual report and investor relations
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COLL 15.5 Annual report and investor relations
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COLL 15.4 Prospectus and other pre-sale notifications
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COLL 15.4 Prospectus and other pre-sale notifications
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COLL 15.6 Investment and borrowing powers
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COLL 15.6 Investment and borrowing powers
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COLL 15.8 Valuation, pricing, dealing and income
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COLL 15.8 Valuation, pricing, dealing and income
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PROD 4.6 Application of PROD 4.2 and 4.3 for legacy non-investment insurance products
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
PROD 4.6 Application of PROD 4.2 and 4.3 for legacy non-investment insurance products
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SYSC 15A.1 Application
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
SYSC 15A.1 Application
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FEES App 4.2 Application fees
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES App 4.2 Application fees
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FEES App 4.3 Periodic fees
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES App 4.3 Periodic fees
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Final Brexit instruments and TTP directions
Publish Date: 22nd December 2020
The FCA has published the final onshoring instruments, related guidance and Temporary Transitional Power (TTP) directions that will apply at the end of the Brexit transition period. Today’s update fo…
Handbook website changes for EU withdrawal and application of the TTP
Publish Date: 1st October 2020
The FCA has today published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period. It has also set out details on how it intends to use the Tempo…
PROD 4.5 Additional expectations for manufacturers and distributors in relation to value measures data
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
PROD 4.5 Additional expectations for manufacturers and distributors in relation to value measures data
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