Latest News, Updates and Changes

FEES 4.2 Obligation to pay periodic fees

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th November 2024

FEES 4.2 Obligation to pay periodic fees

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COLL 6.9 Independence, names and UCITS business restrictions

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th November 2024

COLL 6.9 Independence, names and UCITS business restrictions

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FEES 1.1 Application and Purpose

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st April 2025

FEES 1.1 Application and Purpose

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DISP 4.2 Standard terms

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st April 2025

DISP 4.2 Standard terms

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FEES 2.1 Introduction

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st April 2025

FEES 2.1 Introduction

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DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 30th November 2024

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

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DISP 4.2 Standard terms

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 30th November 2024

DISP 4.2 Standard terms

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FEES 1.1 Application and Purpose

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th November 2024

FEES 1.1 Application and Purpose

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sponsor

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 1st November 2024

sponsor

152 (1) (in 203 UKLR 224 ) a person approved, under section 88 of the Act by the 232 FCA , 232 as a sponsor. 45 (1A) 203 [deleted] 224 (2) in 209 120 180 in MIPRU 4 110 and in relation to a securitisa…

MCOB 1.2 General application: who? what?

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 4th November 2024

MCOB 1.2 General application: who? what?

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COLL 5.2 General investment powers and limits for UCITS schemes

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 1st November 2024

COLL 5.2 General investment powers and limits for UCITS schemes

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regulated activity

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 30th November 2024

regulated activity

(A) in the PRA Handbook: 120 (a) accepting deposits (article 5); (aa) issuing electronic money (article 9B); (b) effecting contracts of insurance (article 10(1)); (c) carrying out contracts of insuran…

PRIN 3.4 General

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 30th November 2024

PRIN 3.4 General

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FEES 3 Annex 1 Authorisation fees payable

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 30th November 2024

FEES 3 Annex 1 Authorisation fees payable

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GEN 2.2 Interpreting the Handbook

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 4th November 2024

GEN 2.2 Interpreting the Handbook

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mixed financial holding company

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 1st November 2024

mixed financial holding company

166 (1) (other than in SECN ) a parent undertaking , other than a regulated entity , which meets the following conditions: (a) it, together with its subsidiary undertakings , at least one of which is…

MCOB 7.5 Mortgages: statements

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 4th November 2024

MCOB 7.5 Mortgages: statements

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MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 4th November 2024

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

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MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 4th November 2024

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

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MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 4th November 2024

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

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