Latest News, Updates and Changes

341 - 360 of 378 items.

Filter by:

Instruments:

Changes to Handbook:

Module:

Mailing List:

Subscribe

More Resources:

External link Handbook Publications

  • FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 18th September 2024

    FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

    …

  • FEES 1.1 Application and Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2024

    FEES 1.1 Application and Purpose

    …

  • FEES 1.1 Application and Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    FEES 1.1 Application and Purpose

    …

  • DISP 4.2 Standard terms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    DISP 4.2 Standard terms

    …

  • FEES 2.1 Introduction

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    FEES 2.1 Introduction

    …

  • sponsor

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    sponsor

    152 (1) (in 203 UKLR 224 ) a person approved, under section 88 of the Act by the 230 FCA , 230 as a sponsor. 45 (1A) 203 [deleted] 224 (2) in 209 120 180 in MIPRU 4 110 and in relation to a securitisa…

  • MCOB 1.2 General application: who? what?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    MCOB 1.2 General application: who? what?

    …

  • APER 3.1 Introduction

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2024

    APER 3.1 Introduction

    …

  • COLL 5.2 General investment powers and limits for UCITS schemes

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    COLL 5.2 General investment powers and limits for UCITS schemes

    …

  • FEES 3 Annex 1 Authorisation fees payable

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2024

    FEES 3 Annex 1 Authorisation fees payable

    …

  • GEN 2.2 Interpreting the Handbook

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    GEN 2.2 Interpreting the Handbook

    …

  • mixed financial holding company

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    mixed financial holding company

    166 (1) (other than in SECN ) a parent undertaking , other than a regulated entity , which meets the following conditions: (a) it, together with its subsidiary undertakings , at least one of which is…

  • COLL TP 1 Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2024

    COLL TP 1 Transitional Provisions

    …

  • MCOB 7.5 Mortgages: statements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    MCOB 7.5 Mortgages: statements

    …

  • MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

    …

  • MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

    …

  • MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

    …

  • client money

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    client money

    (1) [deleted] (2) (in CASS 5 ) subject to the client money rules , money of any currency which, in the course of carrying on insurance distribution activity 223 , a firm holds on behalf of a client or…

  • securitisation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    securitisation

    45 120 (1) (subject to (2) and (4 223 )) a process by which assets are sold to a bankruptcy-remote special purpose vehicle in return for immediate cash payment and that vehicle raises the immediate ca…

  • operator

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2024

    operator

    (1) (except in 32 EG 32 ): (a) (in relation to an AUT ) the manager ; (aa) (in relation to an ACS ) the authorised contractual scheme manager ; 54 (b) (in relation to an ICVC ) that company or, if app…