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  • SECN 11 Annex 9 Underlying exposures information – Esoteric

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 11 Annex 9 Underlying exposures information – Esoteric

  • resecuritisation

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    resecuritisation

    226 a securitisation where at least one of the underlying exposures is a securitisation position .

  • SECN 12 Annex 4 Underlying exposures template – Corporate

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 12 Annex 4 Underlying exposures template – Corporate

  • reporting entity

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    reporting entity

    226 the entity designated in accordance with the SECN 6.3.1R(1) .

  • first loss tranche

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    first loss tranche

    150 the most subordinated tranche in a securitisation that is the first tranche to bear losses incurred on the securitised exposures and thereby provides protection to the second loss and, where relev…

  • SECN 12 Annex 5 Underlying exposures template – Automobile

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 12 Annex 5 Underlying exposures template – Automobile

  • SECN 3.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 3.1 Application

  • ABCP transaction

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    ABCP transaction

    180 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .

  • FCA investment firm

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    FCA investment firm

    150 (in SECN ) has the meaning given in Article 4(1)(2AB) of the UK CRR .

  • STS securitisation

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    STS securitisation

    223 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .

  • liquidity facility

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    liquidity facility

    104 the securitisation position arising from a contractual agreement to provide funding to ensure timeliness of cash flows to investors .

  • SECN 11 Annex 4 Underlying exposures information – Corporate

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 11 Annex 4 Underlying exposures information – Corporate

  • SECN 12 Annex 6 Underlying exposures template – Consumer

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 12 Annex 6 Underlying exposures template – Consumer

  • ABCP programme

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    ABCP programme

    180 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .

  • STS notification

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    STS notification

    223 means a notification to the FCA made in accordance with SECN 2.5 .

  • SECN 10.8 Format of the application

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 10.8 Format of the application

  • SECN 14.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 14.1 Application

  • SECN 7.3 Fully supported ABCP programme

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 7.3 Fully supported ABCP programme

  • SECN 5.16 Fulfilment of the retention requirements in securitisations of own issued debt instruments

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 5.16 Fulfilment of the retention requirements in securitisations of own issued debt instruments

  • SECN 4.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st November 2024

    SECN 4.1 Application