Latest News, Updates and Changes
MCOB 13.3 Dealing fairly with customers: policy and procedures
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.3 Dealing fairly with customers: policy and procedures
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MCOB 13.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.1 Application
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FEES 4 Annex 5 Periodic fees for designated professional bodies: tariff base, valuation date and tariff rates
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd July 2024
FEES 4 Annex 5 Periodic fees for designated professional bodies: tariff base, valuation date and tariff rates
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FEES 3.2 Obligation to pay fees
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
FEES 3.2 Obligation to pay fees
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FEES 5 Annex 1R Annual General Levy Payable in Relation to the Compulsory Jurisdiction for 2024/25
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd July 2024
FEES 5 Annex 1R Annual General Levy Payable in Relation to the Compulsory Jurisdiction for 2024/25
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FEES 4 Annex 4 Periodic fees in relation to collective investment schemes, AIFs marketed in the UK, small registered UK AIFMs and money market funds payable for the period 1 April 2024 to 31 March 2025
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd July 2024
FEES 4 Annex 4 Periodic fees in relation to collective investment schemes, AIFs marketed in the UK, small registered UK AIFMs and money market funds payable for the period 1 April 2024 to 31 March 2025
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FEES 3 Annex 6 [deleted]
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd July 2024
FEES 3 Annex 6 [deleted]
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FEES 4 Annex 6 [deleted]
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd July 2024
FEES 4 Annex 6 [deleted]
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FEES 1.1 Application and Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2025
FEES 1.1 Application and Purpose
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DISP 4.2 Standard terms
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2025
DISP 4.2 Standard terms
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FEES 2.1 Introduction
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2025
FEES 2.1 Introduction
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FEES 4 Annex 11 Periodic fees in respect of payment services, electronic money issuance, regulated covered bonds, CBTL business, data reporting services, third party verifiers and proxy advisers in relation to the period 1 April 2024 to 31 March 2025
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd July 2024
FEES 4 Annex 11 Periodic fees in respect of payment services, electronic money issuance, regulated covered bonds, CBTL business, data reporting services, third party verifiers and proxy advisers in relation to the period 1 April 2024 to 31 March 2025
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sponsor
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
sponsor
152 (1) (in LR , except in LR 5.6.18AG ) a 203 person approved, under section 88 of the Act by the 227 FCA , 227 as a sponsor. 45 (1A) (in LR 5.6.18AG ) as defined in LR 5.6.18BR . 203 (2) in 209 120…
MCOB 1.2 General application: who? what?
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 1.2 General application: who? what?
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COLL 5.2 General investment powers and limits for UCITS schemes
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
COLL 5.2 General investment powers and limits for UCITS schemes
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GEN 2.2 Interpreting the Handbook
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
GEN 2.2 Interpreting the Handbook
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mixed financial holding company
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
mixed financial holding company
166 (1) (other than in SECN ) a parent undertaking , other than a regulated entity , which meets the following conditions: (a) it, together with its subsidiary undertakings , at least one of which is…
MCOB 7.5 Mortgages: statements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 7.5 Mortgages: statements
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MCOB 12.4 Payment shortfall charges: regulated mortgage contracts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 12.4 Payment shortfall charges: regulated mortgage contracts
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MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions
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