Latest News, Updates and Changes
DEPP 6A.1 Introduction
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
DEPP 6A.1 Introduction
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DEPP Sch 4 Powers Exercised
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
DEPP Sch 4 Powers Exercised
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DEPP Sch 3 Fees and other required payments
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
DEPP Sch 3 Fees and other required payments
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FEES 3 Annex 8 Fees payable under the Payment Services Regulations, including for authorisation as an authorised payment institution, registration as a small payment institution, notification fees and fees for variation of authorisation and registration
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th June 2024
FEES 3 Annex 8 Fees payable under the Payment Services Regulations, including for authorisation as an authorised payment institution, registration as a small payment institution, notification fees and fees for variation of authorisation and registration
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FEES 4 Annex 10 [deleted]
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd July 2024
FEES 4 Annex 10 [deleted]
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DEPP 2 Annex 2 Supervisory notices
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
DEPP 2 Annex 2 Supervisory notices
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over collateralisation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
over collateralisation
116 (1) (in RCB ) (as defined in Regulation 3(3) of the RCB Regulations ) the provision of additional assets that assist the payment from the relevant asset pool of claims attaching to a regulated cov…
DEPP 2.5 Provision for certain categories of decision
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
DEPP 2.5 Provision for certain categories of decision
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DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
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DEPP 6.1 Introduction
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
DEPP 6.1 Introduction
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retail client
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
retail client
125 164 (1) (in SECN and 226 other than in relation to the provision of basic advice on stakeholder products or to credit-related regulated activities ) in accordance with COBS 3.4.1 R , a client who…
securitisation position
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
securitisation position
120 (1) (in MIPRU 209 ) 132 180 an exposure to a securitisation within the meaning of paragraph (2) of the definition of securitisation; and so that: (a) where there is an exposure to different tranch…
securitisation special purpose entity
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
securitisation special purpose entity
121 (1) [deleted] 209 180 132 [Note: article 4(44) of the Banking Consolidation Directive (Definitions)] 180 (2) (in MIPRU ) a corporation, trust or other entity that has the following characteristics…
traditional securitisation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
traditional securitisation
86 118 (1) a securitisation involving the transfer of the economic interest in the exposures being securitised through the transfer of ownership of those exposures from the originator to an SSPE or th…
tranche
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
tranche
(1) 112 (in relation to a securitisation within the meaning of paragraph (2) of the definition of securitisation and for the purposes of MIPRU ) a contractually established segment of the credit risk…
originator
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
originator
116 (-1) (other than in MIPRU ) has the meaning in regulation 3(1) of the Securitisation Regulations 2024 . 61 105 71 96 (1) (in MIPRU ) 116 in relation to a securitisation within the meaning of parag…
MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract
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MCOB 13.8 Home purchase plans
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.8 Home purchase plans
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MCOB 13.2 Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.2 Purpose
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MCOB Sch 1 Record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB Sch 1 Record keeping requirements
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