Latest News, Updates and Changes
securitisation repository
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
securitisation repository
(in FEES and in SECN 222 ) has the meaning in regulation 3(1) of the Securitisation Regulations 2024 222 .
trade repository
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
trade repository
117 (1) (in FEES ) a legal person that centrally collects and maintains the records of derivatives or securities financing transactions . 117 (2) (in SECN ) has the meaning in regulation 14(5) of the…
PERG 16.5 How AIFMD affects other regulated activities
This piece of Handbook content was changed by an instrument this month.
Effective Date: 2nd April 2024
PERG 16.5 How AIFMD affects other regulated activities
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third party verifier
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
third party verifier
117 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .
FUND 3.5 Investment in securitisation positions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
FUND 3.5 Investment in securitisation positions
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SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm
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CONC 5.5A Creditworthiness assessment: P2P agreements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5.5A Creditworthiness assessment: P2P agreements
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CONC 5.2A Creditworthiness assessment
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5.2A Creditworthiness assessment
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FEES 7A.3 The SFGB money advice levy and debt advice levy
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 7A.3 The SFGB money advice levy and debt advice levy
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FEES 7A.4 The SFGB pensions guidance advice levy
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 7A.4 The SFGB pensions guidance advice levy
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PROD 1.4 Application of PROD 4
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
PROD 1.4 Application of PROD 4
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PROD 4.3 Distribution of insurance products
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
PROD 4.3 Distribution of insurance products
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COBS 1.3 Insurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
COBS 1.3 Insurance distribution
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PROD 4.2 Manufacture of insurance products
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
PROD 4.2 Manufacture of insurance products
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COBS 16A.4 Periodic reporting
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
COBS 16A.4 Periodic reporting
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PROD 4.1 General
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
PROD 4.1 General
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SYSC 3.3 Additional requirements for insurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
SYSC 3.3 Additional requirements for insurance distribution
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SYSC 10.1A Insurance-based investment products – Conflicts of interest
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
SYSC 10.1A Insurance-based investment products – Conflicts of interest
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ICOBS 6 Annex 3 Providing product information by way of a standardised insurance information document
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
ICOBS 6 Annex 3 Providing product information by way of a standardised insurance information document
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IDD POG Regulation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
IDD POG Regulation
192 160 Commission Delegated Regulation (EU) 2017/2358 of 21 September 2017, supplementing the IDD of the European Parliament and of the Council with regard to product oversight and governance require…