Latest News, Updates and Changes

FEES 7C Annex 1R TPR SFGB money advice levy for the period from 1 April 2024 to 31 March 2025

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 7C Annex 1R TPR SFGB money advice levy for the period from 1 April 2024 to 31 March 2025

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FEES 7D Annex 1R TPR DA levy for the period from 1 April 2024 to 31 March 2025

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 7D Annex 1R TPR DA levy for the period from 1 April 2024 to 31 March 2025

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FEES 4A Annex 1R TP persons periodic fees for the period from 1 April 2024 to 31 March 2025

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 4A Annex 1R TP persons periodic fees for the period from 1 April 2024 to 31 March 2025

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TPR fund

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

TPR fund

86 (in FEES ) an EEA UCITS scheme recognised under Part 6 of The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 93 . 119…

securitisation repository

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st November 2024

securitisation repository

(in FEES and in SECN 223 ) has the meaning in regulation 3(1) of the Securitisation Regulations 2024 223 .

trade repository

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st November 2024

trade repository

118 (1) (in FEES ) a legal person that centrally collects and maintains the records of derivatives or securities financing transactions . 118 (2) (in SECN ) has the meaning in regulation 14(5) of the…

third party verifier

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st November 2024

third party verifier

118 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .

FUND 3.5 Investment in securitisation positions

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st November 2024

FUND 3.5 Investment in securitisation positions

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SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm

This piece of Handbook content was changed by an instrument this month.

Effective Date: 1st November 2024

SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm

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CONC 5.5A Creditworthiness assessment: P2P agreements

This piece of Handbook content was changed by an instrument this month.

Effective Date: 4th November 2024

CONC 5.5A Creditworthiness assessment: P2P agreements

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CONC 5.2A Creditworthiness assessment

This piece of Handbook content was changed by an instrument this month.

Effective Date: 4th November 2024

CONC 5.2A Creditworthiness assessment

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FEES 7A Annex 3 SFGB pensions guidance levy for the period 1 April 2024 to 31 March 2025

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 7A Annex 3 SFGB pensions guidance levy for the period 1 April 2024 to 31 March 2025

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FEES 7A Annex 2 SFGB debt advice levy for the period from 1 April 2024 to 31 March 2025

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 7A Annex 2 SFGB debt advice levy for the period from 1 April 2024 to 31 March 2025

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FEES 7A Annex 1 SFGB money advice levy for the period from 1 April 2024 to 31 March 2025

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 7A Annex 1 SFGB money advice levy for the period from 1 April 2024 to 31 March 2025

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FEES 4 Annex 15 Fees relating to the recognition of benchmark administrators and the endorsement of benchmarks for the period 1 April 2024 to 31 March 2025

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 4 Annex 15 Fees relating to the recognition of benchmark administrators and the endorsement of benchmarks for the period 1 April 2024 to 31 March 2025

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FEES App 3.1 Fees for persons registered under the Money Laundering Regulations that are not cryptoasset businesses

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES App 3.1 Fees for persons registered under the Money Laundering Regulations that are not cryptoasset businesses

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FEES App 2 Annex 2 Periodic fees imposed under Regulation 27 of the OPBAS Regulations: tariff base, review date, tariff rates

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES App 2 Annex 2 Periodic fees imposed under Regulation 27 of the OPBAS Regulations: tariff base, review date, tariff rates

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FEES 13 Annex 1 Illegal money lending (IML) levy for 2024/25

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 13 Annex 1 Illegal money lending (IML) levy for 2024/25

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FEES 4 Annex 2B [deleted]

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 2nd July 2024

FEES 4 Annex 2B [deleted]

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