Level 3 Materials

Status:We have included on this webpage links to the pdf version of pre-IP completion day Level 3 material (EU non-legislative materials). Please note you should read these materials alongside the ESA’s lists (ESMA/EIOPA/EBA) of the UK’s compliance notifications. Both the Level 3 materials and the notification lists should be read in conjunction with our guidance on our approach to EU non-legislative materials after IP completion day at https://www.fca.org.uk/publication/corporate/brexit-our-approach-to-eu-non-legislative-materials.pdf. This is a non-exhaustive set of Level 3 material added here for reference and the notification lists are accurate as at IP completion day.
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Tip: use double quotes to find an exact phrase, eg, Form A can be found by searching for “Form A” or “SUP 10A Annex 4”