Rule-making and Amending Instruments

81 - 100 of 101 items.

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  • FSA 2004/71: Insurance Mediation and Mortgage Mediation, Lending and Administration (Miscellaneous Amendment) Instrument 2004

    Published: 16th September 2004

    Module: AUTH, SUP, PRU, IPRU-INV, TC

  • FSA 2004/57: Interim Prudential Sourcebook for Investment Businesses (Professional Indemnity Insurance for Professional Firms) Instrument 2004

    Published: 15th July 2004

    Module: IPRU-INV

  • FSA 2004/56: Financial Conglomerates and Other Financial Groups Instrument 2004

    Published: 15th July 2004

    Module: COND, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, PRU, AUTH, SUP, DEC, ELM, Glossary

  • FSA 2004/55: Interim Prudential Sourcebook for Investment Businesses (Amendment No 9) Instrument 2004

    Published: 17th June 2004

    Module: IPRU-INV

  • FSA 2004/43: Interim Prudential Sourcebook for Investment Businesses (Amendment No 8) Instrument 2004

    Published: 20th May 2004

    Module: IPRU-INV

  • FSA 2004/42: Interim Prudential Sourcebook for Investment Businesses (Market Risk) Instrument 2004

    Published: 20th May 2004

    Module: IPRU-INV

  • FSA 2004/34: New Collective Investment Schemes Sourcebook (Consequential Amendments) Instrument 2004

    Published: 18th March 2004

    Module: SYSC, GEN, IPRU-INS, IPRU-INV, COB, ICOB, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, Glossary

  • FSA 2004/2: Interim Prudential Sourcebook for Investment Businesses (Professional Indemnity Insurance for Personal Investment Firms) Instrument 2004

    Published: 15th January 2004

    Module: IPRU-INV

  • FSA 2003/84: Interim Prudential Sourcebook for Investment Businesses (Amendment No 7) Instrument 2003

    Published: 20th November 2003

    Module: IPRU-INV

  • FSA 2003/69: Interim Prudential Sourcebook for Investment Businesses (Amendment No 6) Instrument 2003

    Published: 15th October 2003

    Module: IPRU-INV, SUP

  • FSA 2003/50: Interim Prudential Sourcebook for Investment Businesses (Amendment No 5) Instrument 2003

    Published: 17th July 2003

    Module: IPRU-INV

  • FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003

    Published: 17th July 2003

    Module: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS

  • FSA 2003/42: Interim Prudential Sourcebook for Investment Businesses (Amendment No 4) Instrument 2003

    Published: 19th June 2003

    Module: IPRU-INV

  • FSA 2003/4: Interim Prudential Sourcebook for Investment Businesses (Amendment No 3) Instrument 2003

    Published: 16th January 2003

    Module: IPRU-INV

  • FSA 2002/73: Interim Prudential Sourcebook for Investment Businesses (Amendment No 2) Instrument 2002

    Published: 21st November 2002

    Module: IPRU-INV

  • FSA 2002/52: Interim Prudential Sourcebook for Investment Businesses (Minor Changes) Instrument 2002

    Published: 19th September 2002

    Module: IPRU-INV

  • FSA 2002/30: Electronic Money Sourcebook (Consequential Amendments to Handbook) Instrument 2002

    Published: 18th April 2002

    Module: AUTH, COND, DEC, ENF, GEN, Glossary, IPRU-BANK, IPRU-BSOC, IPRU-INV, PRIN, PROF, Reader's Guide, SUP

  • FSA 2002/18: Late Submission of Reports Instrument 2002

    Published: 21st March 2002

    Module: CRED, DEC, ENF, IPRU-INV, LLD, SUP

  • FSA 2001/73: Lists of Investment Exchanges and Clearing Houses Instrument 2001

    Published: 20th December 2001

    Module: Glossary, IPRU-BANK, IPRU-INV

  • FSA 2001/57: Interim Prudential Sourcebook for Investment Businesses (Amendment) Instrument 2001

    Published: 15th November 2001

    Module: IPRU-INV, SUP