Rule-making and Amending Instruments

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  • FSA 2009/67: Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009

    Published: 27th November 2009

    Module: Glossary, PRIN, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, MAR, TC, SUP, DEPP, DISP, COLL, ELM, REC, PR, DTR, GEN, LR, UNFCOG

  • FSA 2009/62: Capital Resources and Professional Indemnity Insurance Requirements For Personal Investment Firms Instrument 2009

    Published: 5th November 2009

    Module: Glossary, IPRU-INV

  • FSA 2009/50: Companies Act 2006 (Consequential Handbook Amendments No 3) Instrument 2009

    Published: 24th September 2009

    Module: Glossary, COND, GEN, GENPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, MCOB, MAR, SUP, COLL, CRED, LR, DTR, BSOG, PERG

  • FSA 2009/4: Professional Indemnity Insurance (Limits of Indemnity) Instrument 2009

    Published: 22nd January 2009

    Module: MIPRU, IPRU-INV

  • FSA 2008/55: Handbook Administration (No 11) Instrument 2008

    Published: 29th October 2008

    Module: Glossary, PRIN, COND, GEN, FEES, IPRU-INV, COBS, SUP, DISP, COMP, PERG

  • FOS 2008/5: Handbook Administration (No 11) Instrument 2008

    Published: 27th October 2008

    Module: Glossary, PRIN, COND, GEN, FEES, IPRU-INV, COBS, SUP, DISP, COMP, PERG

  • FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

    Published: 25th September 2008

    Module: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG

  • FSA 2008/41: Companies Act 2006 (Consequential Handbook Amendments No 2) Instrument 2008

    Published: 25th September 2008

    Module: Glossary, IPRU-INV, CRED

  • FSA 2008/22: Companies Act 2006 (Consequential Handbook Amendments) Instrument 2008

    Published: 22nd May 2008

    Module: Glossary, GEN, GENPRU, BIPRU, MIPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, SUP, CRED, ELM

  • FSA 2008/17: Integrated Regulatory Reporting (Removal of Annual Financial Returns and Reconciliations) Instrument 2008

    Published: 27th March 2008

    Module: Glossary, UPRU, IPRU-INV, SUP

  • FSA 2007/65: Investment Firms (Auditor's Reports) Instrument 2007

    Published: 6th December 2007

    Module: UPRU, IPRU-INV, SUP

  • FSA 2007/62: MiFID (Deferred Matters and Consequential Amendments) (No 2) Instrument 2007

    Published: 31st October 2007

    Module: IPRU-INV

  • FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

    Published: 25th October 2007

    Module: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  • FSA 2007/56: Handbook Administration (No 7) Instrument 2007

    Published: 27th September 2007

    Module: Glossary, COND, FIT, GEN, FEES, IPRU-INV, COB, COBS, ICOB, MAR, SUP, DEPP, COMP, CRED, ELM, PROF, REC, LR, PR, DTR, PERG

  • FSA 2007/47: Decision Procedure and Penalties Manual (Consequential Amendments) Instrument 2007

    Published: 26th July 2007

    Module: Glossary, SYSC, COND, APER, GEN, FEES, IPRU-INV, COB, ICOB, MCOB, MAR, SUP, ENF, DEC, COLL, CRED, ECO, ELM, PROF, REC, LR, PR, DTR

  • FSA 2007/35: Handbook Administration (No 6) Instrument 2007

    Published: 28th June 2007

    Module: Glossary, PRIN, BIPRU, IPRU-INS, IPRU-INV, COBS, SUP

  • FSA 2007/27: MiFID (Miscellaneous Amendments) (No 2) Instrument 2007

    Published: 24th May 2007

    Module: BIPRU, IPRU-INV, SUP

  • FSA 2007/28: Capital Requirements Directive (Consequential Amendments) (No 2) Instrument 2007

    Published: 24th May 2007

    Module: IPRU-INV, SUP

  • FSA 2007/34: Record Keeping, Interprofessional Business and Simplified Prospectuses Instrument 2007

    Published: 24th May 2007

    Module: SYSC, IPRU-INV, MAR, COLL

  • FSA 2007/2: Interim Prudential Sourcebook for Investment Businesses (Exempt CAD Firms) Instrument 2007

    Published: 25th January 2007

    Module: MIPRU, IPRU-INV