Rule-making and Amending Instruments
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FCA 2021/52: Claims Management (Fees Rules) Instrument 2021
Published: 29th November 2021
Module: Glossary, CMCOB
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FCA 2021/44: Perimeter Guidance (Payment Services) Instrument 2021
Published: 29th November 2021
Module: PERG
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FCA 2021/45: Technical Standards on Strong Customer Authentication and Common and Secure Methods of Communication (Amendment) (No 2) Instrument 2021
Published: 29th November 2021
Module:
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FCA 2021/47: Money and Pensions Service (Consequential Amendments) Instrument 2021
Published: 26th November 2021
Module: Glossary, MCOB, DISP, COBS, CONC, PERG
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FCA 2021/51: Technical Standards (Financial Conglomerates Directive) (Amendment) Instrument 2021
Published: 26th November 2021
Module:
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FCA 2021/48: Conduct of Business Sourcebook (Communications in relation to Authorised Fund Benchmarks) (Amendment) Instrument 2021
Published: 26th November 2021
Module: COBS
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FCA 2021/46: Changes to Decision Making for Statutory Notice Procedure Instrument 2021
Published: 26th November 2021
Module: DEPP, EG
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Published: 26th November 2021
Module: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
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FCA 2021/49: Investment Firms Prudential Regime (No. 2) Instrument 2021
Published: 26th November 2021
Module: Glossary, SUP, DEPP, EG, MIFIDPRU, MIDFIDPRU, SYSC
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FCA 2021/42: Funeral Plans (No. 2) Instrument 2021
Published: 5th November 2021
Module: Glossary, TC, COMP, SYSC, PERG, FPCOB, PROD
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FCA 2021/43: Compensation (London Capital & Finance Compensation Scheme) Instrument 2021
Published: 3rd November 2021
Module: Glossary, COMP
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FCA 2021/53: Claims Management Instrument 2021
Published: 1st November 2021
Module: CONRED, PERG, CMCOB
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FCA 2021/41: Long-Term Asset Fund Instrument 2021
Published: 25th October 2021
Module: Glossary, FEES, COBS, COLL, SYSC
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FCA 2021/40: Supervision Manual (Reporting No 16) Instrument 2021
Published: 22nd October 2021
Module: SUP
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FCA 2021/38: Investment Firms Prudential Regime Instrument 2021
Published: 22nd October 2021
Module: Glossary, SUP, MIFIDPRU, MIDFIDPRU, SYSC
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FCA 2021/39: Investment Firms Prudential Regime (Consequential Amendments to Other Prudential Sourcebooks) Instrument 2021
Published: 22nd October 2021
Module:
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FCA 2021/36: Technical Standards (Markets in Financial Instruments Regulation) (Derivatives Trading Obligation) Instrument 2021
Published: 15th October 2021
Module:
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FCA 2021/34: Conduct of Business Sourcebook (Assessing Value for Money in Workplace Pension Schemes and Investment Pathways: Requirements for IGCs and GAAs) Instrument 2021
Published: 4th October 2021
Module: Glossary, COBS
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FCA 2021/35: Consumer Credit (Fixed Instalment Plan Repayment Allocation) (Amendment) Instrument 2021
Published: 1st October 2021
Module: CONC
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FCA 2021/37: Handbook Administration (No 57) Instrument 2021
Published: 1st October 2021
Module: Glossary, SUP