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Add an appointed representative or tied agent form
Chapter: 12 Annex 3R
Effective Date: 11th April 2024
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Market Data Processor (MDP) On-boarding Application Form
Chapter: 9 Annex 7
Effective Date: 5th April 2024
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Yearly Notification Form for a Data Reporting Service Provider (DRSP)
Chapter: 9 Annex 8
Effective Date: 5th April 2024
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Data Reporting Services Provider (DRSP) Ad hoc notification
Chapter: 9 Annex 9
Effective Date: 5th April 2024
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Application form for the list of members of the management body
Chapter: 9 Annex 2
Effective Date: 5th April 2024
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Application form for authorisation to provide data reporting services
Chapter: 9 Annex 1
Effective Date: 5th April 2024
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Data Reporting Services Provider (DRSP) Variation of Authorisation
Chapter: 9 Annex 3
Effective Date: 5th April 2024
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Data Reporting Services Provider (DRSP) Cancellation of authorisation
Chapter: 9 Annex 4
Effective Date: 5th April 2024
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Data Reporting Services Provider (DRSP) Material Change in information
Chapter: 9 Annex 5
Effective Date: 5th April 2024
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Notification form for changes to the membership of the management body
Chapter: 9 Annex 6
Effective Date: 5th April 2024
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Funeral Plan Intermediaries Half Yearly Prudential_Return
Chapter: 16 Annex 50A
Effective Date: 4th April 2024
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Funeral Plan Providers Half Yearly Prudential Return
Chapter: 16 Annex 50A
Effective Date: 4th April 2024
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FIN073 - Baseline Financial Resilience Report
Chapter: 16 Annex 53R
Effective Date: 1st January 2024
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Guidance notes for FIN073 (‘Baseline Financial Resilience Report’
Chapter: 16 Annex 54G
Effective Date: 1st January 2024
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Form D – Notification: Changes to personal information/application details and conduct breaches/disciplinary action related to conduct
Chapter: 10C Annex 6R
Effective Date: 21st December 2023
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Form C: Notice of ceasing to perform controlled functions including senior management functions
Chapter: 10C Annex 5R
Effective Date: 21st December 2023
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On-going reporting by principal firms on their appointed representatives
Chapter: 12 Annex 6R
Effective Date: 15th December 2023
1 - 20 of 820 items.